Spence & Partners Limited

• Principal Place of Business

  Spence & Partners

  27-37 Adelaide Street

  Belfast

  Northern Ireland

  BT2 8FE

  UNITED KINGDOM

  Phone

  +4402890412000

  Web

  https://www.spenceandpartners.co.uk

• Complaints Contact

  6/1 Culzean House

  36 Renfield Street

  Glasgow

  Glasgow City

  G2 1LU

  UNITED KINGDOM

  Phone

  +441413319970

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Subject to this activity being limited to a non-mainstream regulated activity
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Subject to this activity being limited to a non-mainstream regulated activity
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Richard Andrew Graham

  IRN MXG00312

  • [FCA CF] Significant management (9 Dec 2019 to 11 Nov 2022)
• Michael William Spink

  IRN MWS00005

  • CF30 Customer (1 Mar 2014 to 19 May 2015)
• Michelle McFadden

  IRN MXM00529

  • [FCA CF] Significant management (1 Mar 2021 to 28 Mar 2025)
• Orla Parkin

  IRN OXP00017

  • [FCA CF] Significant management (since 9 Dec 2019)
• Richard Mark Smith

  IRN RMS01243

  • CF30 Customer (7 Sep 2015 to 8 Dec 2019)
• Roisin Mckeever

  IRN RXM00433

  • [FCA CF] Significant management (9 Dec 2019 to 31 May 2023)
• Roy Cameron

  IRN RXC00343

  • [FCA CF] Significant management (since 9 Dec 2019)
• Simon Robert Cohen

  IRN SRC01121

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Jan 2016 to 8 Dec 2019)
• Steven Hiram Speers

  IRN SHS01043

  • CF22 Investment Adviser (Trainee) (1 May 2003 to 31 Jul 2004)
  • CF23 Corporate Finance Adviser (1 May 2003 to 31 Jul 2004)
• Susan McFarlane

  IRN SXM00677

  • [FCA CF] Significant management (since 9 Dec 2019)

No changes recorded yet.