SP Financial Management Limited

• Principal Place of Business

  S P Financial Management

  69B High Street

  Rayleigh

  Essex

  SS6 7EJ

  UNITED KINGDOM

  Phone

  +4403301230135

  Web

  https://www.spfm.co.uk

• Complaints Contact

  S P Financial Management

  69B High Street

  Rayleigh

  Essex

  SS6 7EJ

  UNITED KINGDOM

  Phone

  +4403301230135

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Patrick John Dewsnap

  IRN PJD00043

  • CF21 Investment Adviser (1 Feb 2003 to 14 Dec 2005)
• Paul Brian Crump

  IRN PBC01046

  • CF1 Director (AR) (23 Jul 2011 to 30 Sep 2015)
• Richard David Bisley

  IRN RDB00004

  • CF30 Customer (1 Nov 2007 to 30 Nov 2008)
  • CF21 Investment Adviser (7 Apr 2003 to 31 Oct 2007)
  • CF1 Director (7 Apr 2003 to 21 Nov 2008)
• Robert Spencer

  IRN RXS00190

  • CF30 Customer (13 Nov 2007 to 2 Apr 2014)
• Simon Steggles

  IRN SXS00057

  • CF1 Director (1 Dec 2001 to 21 Oct 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 21 Oct 2004)

• Bubble Student Limited (no longer appointed)

  FRN 823466 · Appointed 17 Oct 2018 · Until 23 May 2019

• Global Benefits Group (UK) Limited (no longer appointed)

  FRN 784873 · Appointed 24 Jul 2017 · Until 30 Jun 2020

• New Moon Insurance Services Ltd (no longer appointed)

  FRN 498667 · Appointed 14 Jul 2011 · Until 2 Oct 2015

No changes recorded yet.