Richard David Bisley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (7 Jan 2010 to 31 Dec 2012)
- CF30 Customer (11 Dec 2009 to 31 Dec 2012)
Bisley Financial Services Ltd (no longer approved here)
FRN 514237
- Employed By (11 Dec 2009 to 31 Dec 2012)
CITY AND TRUST FINANCE LIMITED (no longer approved here)
FRN 133462
- CF30 Customer (5 Jan 2009 to 3 Dec 2009)
SP Financial Management Limited (no longer approved here)
FRN 171137
- CF30 Customer (1 Nov 2007 to 30 Nov 2008)
- CF21 Investment Adviser (7 Apr 2003 to 31 Oct 2007)
- CF1 Director (7 Apr 2003 to 21 Nov 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.