Sovereign Wealth Limited

FRN: 471459
Companies House: 07115386
Last scraped: 22 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1285 Century Way

Thorpe Park

Leeds

West Yorkshire

LS15 8ZB

UNITED KINGDOM

Phone

+4401132549666

Web

https://sovereign-wealth.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Tracey Anne Bromley
IRN TAB00036
- (13)Employed By (5 Dec 2017 to 30 Aug 2024)
Vaughn William Thomas
IRN VWT01001
- (52)Employed By (15 Oct 2013 to 10 Jul 2019)
Victoria Margaret Clowes
IRN VMC01025
- (51)Employed By (since 24 May 2018)
William Lewis Forwood
IRN WXF00049
- (43)Employed By (since 16 Feb 2022)
William Smith
IRN WXS00022
- (14)Employed By (since 14 Oct 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.