Sovereign Health Care

• Principal Place of Business

  Sovereign Health Care

  The Waterfront, 2nd Floor, West Wing

  Salts Mill Road

  Shipley

  Bradford

  BD17 7EZ

  UNITED KINGDOM

  Phone

  +4401274841130

  Web

  https://www.sovereignhealthcare.co.uk

• Complaints Contact

  Sovereign Health Care

  The Waterfront, 2nd Floor, West Wing

  Salts Mill Road

  Shipley

  Bradford

  BD17 7EZ

  UNITED KINGDOM

  Phone

  +4401274841130

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Miscellaneous financial loss, Sickness

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For All, Accident, Miscellaneous financial loss, Sickness

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Nerissa Jordan Stewart

  IRN NXS08190

  • SMF2 Chief Finance (since 5 Feb 2019)
• Paul Oldfield

  IRN PXO00161

  • Director of firm who is not a certification employee or a SMF manager (since 1 Mar 2025)
• Richard Jonathan Hilton Craven

  IRN RJC01364

  • SMF10 Chair of the Risk Committee (since 12 Jun 2025)
  • Director of firm who is not a certification employee or a SMF manager (1 Jan 2022 to 31 Dec 2025)
• Robert Eddy Dugdale

  IRN RED01040

  • SMF14 Senior Independent Director (10 Dec 2018 to 30 Apr 2020)
  • SIMF14 Senior Independent Director (10 Aug 2017 to 9 Dec 2018)
  • SIMF9 Chairman (7 Mar 2016 to 22 Mar 2017)
  • CF2 Non Executive Director (14 Jan 2008 to 6 Mar 2016)
• Russell Steven Piper

  IRN RSP00029

  • SMF1 Chief Executive (10 Dec 2018 to 1 Dec 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 1 Dec 2023)
  • SMF16 Compliance Oversight (10 Dec 2018 to 1 Dec 2023)
  • SMF3 Executive Director (10 Dec 2018 to 31 Mar 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Dec 2023)
  • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
  • CF3 Chief Executive (6 Dec 2010 to 6 Mar 2016)
  • CF8 Apportionment and Oversight (11 Nov 2009 to 6 Mar 2016)
  • CF11 Money Laundering Reporting (8 Jul 2009 to 9 Dec 2018)
  • CF28 Systems and controls (8 Jul 2009 to 6 Mar 2016)
  • Responsible for Insurance Mediation (8 Jul 2009 to 30 Sep 2018)
  • CF10 Compliance Oversight (8 Jul 2009 to 9 Dec 2018)
  • CF1 Director (20 Mar 2007 to 9 Dec 2018)
• Sarah Elizabeth Berry

  IRN SEB01050

  • CF28 Systems and controls (1 Nov 2007 to 14 May 2008)
  • CF1 Director (10 May 2002 to 14 May 2008)
  • CF8 Apportionment and Oversight (10 May 2002 to 14 May 2008)
  • CF10 Compliance Oversight (10 May 2002 to 14 May 2008)
  • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• Simon Rhys Davies

  IRN SRD01113

  • SMF14 Senior Independent Director (21 Jul 2020 to 1 Apr 2025)
  • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 13 Nov 2023)
• Stephen Dixon

  IRN SWD01027

  • SMF20 Chief Actuary (since 16 Jan 2024)
• Stephen Noel Johnson

  IRN SNJ01002

  • CF2 Non Executive Director (24 Jul 2003 to 1 Nov 2005)
  • CF1 Director (1 Dec 2001 to 24 Jul 2003)
• Stewart Michael Cummings

  IRN SMC01221

  • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 31 Mar 2022)
  • CF2 Non Executive Director (19 Nov 2009 to 6 Mar 2016)

No changes recorded yet.