Sovereign Capital Partners LLP

Date authorised
1 April 2013
Companies House
OC309409
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Victoria Street
    London
    SW1H 0EX
    UNITED KINGDOM
    Phone
    +4402073408800
    Web
    https://www.sovereigncapital.co.uk

  • Complaints Contact

    25 Victoria Street
    London
    SW1H 0EX
    UNITED KINGDOM
    Phone
    +4402073408800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to activities in connection with the operation of an unregulated Collective Investment Scheme.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Needley

    IRN MXN01084

    • CF30 Customer (21 Jun 2013 to 30 Sep 2017)
    • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2017)
    • CF11 Money Laundering Reporting (30 Nov 2004 to 31 Mar 2017)
    • CF13 Finance (30 Nov 2004 to 31 Oct 2007)
    • CF4 Partner (30 Nov 2004 to 30 Sep 2017)
    • CF10 Compliance Oversight (30 Nov 2004 to 31 Mar 2017)
  • Neil Simon Cox

    IRN NSC01072

    • CF30 Customer (11 Dec 2015 to 26 Jul 2019)
  • Peter John Sutton Brooks

    IRN PJB01216

    • CF8 Apportionment and Oversight (30 Nov 2004 to 31 Oct 2005)
    • CF3 Chief Executive (30 Nov 2004 to 31 Oct 2005)
    • CF27 Investment Management (30 Nov 2004 to 31 Oct 2005)
    • CF4 Partner (30 Nov 2004 to 31 Oct 2005)
  • Philip Richard Conboy

    IRN PRC01072

    • CF27 Investment Management (7 Mar 2005 to 31 Aug 2007)
  • Ryan James Henry Robson

    IRN RJR01083

    • CF30 Customer (1 Nov 2007 to 31 Mar 2011)
    • CF3 Chief Executive (20 Oct 2005 to 31 Mar 2011)
    • CF8 Apportionment and Oversight (20 Oct 2005 to 31 Oct 2007)
    • CF27 Investment Management (30 Nov 2004 to 31 Oct 2007)
    • CF4 Partner (30 Nov 2004 to 31 Mar 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.