Sova Capital Limited

• Principal Place of Business

  5-7 Ireland Yard

  London

  EC4V 5EH

  UNITED KINGDOM

  Phone

  +441216190120

  Web

  http://www.sovacapital.com

• Complaints Contact

  c/o Teneo Financial Advisory Limited

  The Colmore Building

  20 Colmore Circus, Queensway

  Birmingham

  B4 6AT

  UNITED KINGDOM

  Phone

  +4401216190120

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Burgansky

  IRN AXB01460

  • CF30 Customer (12 Nov 2010 to 29 Nov 2013)
• Alexander Kaufman

  IRN AXK02820

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2026)
  • [FCA CF] Material risk taker (9 Dec 2019 to 6 Mar 2026)
  • CF30 Customer (16 Feb 2016 to 8 Dec 2019)
• Alexander Kryuchkov

  IRN AXK03095

  • [FCA CF] Material risk taker (9 Dec 2019 to 20 May 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 May 2022)
  • CF30 Customer (28 Apr 2018 to 8 Dec 2019)
• Alexander Leontev

  IRN AXL00293

  • [FCA CF] Client dealing (14 Sep 2020 to 28 Apr 2022)
• Alexander Vengranovich

  IRN AXV13595

  • CF30 Customer (6 Apr 2019 to 20 May 2019)
• Alexey Dubovets

  IRN AXD00413

  • [FCA CF] Client dealing (3 Feb 2020 to 21 Jun 2022)
• Alexey Ivanov

  IRN AXI01252

  • CF30 Customer (17 Apr 2012 to 26 Sep 2018)
• Alina Sychova

  IRN AXS02214

  • [FCA CF] Manager of certification employee (23 Nov 2020 to 15 Jun 2022)
  • [FCA CF] Significant management (15 Oct 2020 to 15 Jun 2022)
  • [FCA CF] Material risk taker (15 Oct 2020 to 15 Jun 2022)
  • [FCA CF] Client dealing (15 Oct 2020 to 15 Jun 2022)
  • CF30 Customer (4 Nov 2017 to 8 Dec 2019)
• Alisa Mujagic

  IRN AXM02303

  • CF30 Customer (8 Feb 2011 to 20 Feb 2012)
• Alla Borisovna Bashenko

  IRN ABB01027

  • SMF10 Chair of the Risk Committee (7 May 2021 to 29 Apr 2022)

• Rutherford Capital Markets Limited (no longer appointed)

  FRN 477127 · Appointed 2 Jan 2008 · Until 26 Jun 2008

No changes recorded yet.