Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Compound Equity Group Limited
FRN 1023836
- [FCA CF] Client dealing (since 27 May 2025)
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- [FCA CF] Client dealing (28 Feb 2021 to 31 May 2022)
- [FCA CF] Manager of certification employee (28 Feb 2021 to 31 May 2022)
- CF30 Customer (15 May 2017 to 8 Dec 2019)
- CF21 Investment Adviser (18 Jun 2004 to 31 Oct 2007)
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- [FCA CF] Client dealing (21 Sep 2016 to 3 Mar 2017)
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- CF30 Customer (12 Nov 2010 to 29 Nov 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.