Sova Capital Limited

• Principal Place of Business

  5-7 Ireland Yard

  London

  EC4V 5EH

  UNITED KINGDOM

  Phone

  +441216190120

  Web

  http://www.sovacapital.com

• Complaints Contact

  c/o Teneo Financial Advisory Limited

  The Colmore Building

  20 Colmore Circus, Queensway

  Birmingham

  B4 6AT

  UNITED KINGDOM

  Phone

  +4401216190120

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sergey Beiden

  IRN SXB02616

  • CF30 Customer (17 Feb 2012 to 25 Feb 2015)
• Sergey Belyaev

  IRN SXB00647

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Feb 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 9 Feb 2022)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 9 Feb 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 9 Feb 2022)
• Sergey Rozov

  IRN SXR01967

  • CF28 Systems and controls (3 Jan 2013 to 2 Apr 2013)
• Sergey Sergeevich Sukhanov

  IRN SSS01130

  • SMF1 Chief Executive (9 Dec 2019 to 1 Sep 2025)
  • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2025)
  • CF3 Chief Executive (20 Mar 2017 to 8 Dec 2019)
  • CF1 Director (17 Jul 2015 to 8 Dec 2019)
• Sergey Tolkachev

  IRN SXT11994

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2022)
  • CF30 Customer (11 Mar 2019 to 8 Dec 2019)
• Sergey Vladimirovich Evseev

  IRN SVE01002

  • SMF4 Chief Risk (since 9 Dec 2019)
  • CF29 Significant management (7 Aug 2017 to 8 Dec 2019)
  • CF28 Systems and controls (15 Jan 2013 to 8 Dec 2019)
• Shani Kogan

  IRN SXK01687

  • CF1 Director (3 Dec 2009 to 28 Jun 2010)
• Simon Abbey

  IRN SXA00363

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Sep 2025)
• Sophie Choo

  IRN SXC07774

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2021)
  • CF30 Customer (2 Nov 2018 to 8 Dec 2019)
• Stephen Robert Lee

  IRN SRL01045

  • CF1 Director (2 May 2008 to 26 Jan 2010)
  • CF30 Customer (13 Mar 2008 to 26 Jan 2010)

• Rutherford Capital Markets Limited (no longer appointed)

  FRN 477127 · Appointed 2 Jan 2008 · Until 26 Jun 2008

No changes recorded yet.