Southbank Investment Research Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Basement95 Southwark StreetLondonSE1 0HXUNITED KINGDOM- Phone
- +442039664580
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Complaints Contact
Basement95 Southwark StreetLondonSE1 0HXUNITED KINGDOM- Phone
- +442039664580
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sean Keyes
IRN SXK02167
- CF30 Customer (1 Aug 2019 to 18 Oct 2019)
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Simon James Popple
IRN SJP01153
- CF30 Customer (2 Feb 2016 to 26 Sep 2016)
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Stephen Joseph Bland
IRN SJB01636
- CF30 Customer (5 Feb 2016 to 23 Feb 2019)
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Timothy Forbes Price
IRN TFP00004
- CF30 Customer (8 Feb 2016 to 8 Dec 2019)
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Tom Boyle
IRN TXB01764
- CF30 Customer (28 Aug 2019 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.