Southall Harries Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Andrew Shaw
IRN AXS03354
- CF1 Director (AR) (12 Dec 2012 to 1 Nov 2013)
Anthony Greville Baylis
IRN AGB00004
- CF3 Chief Executive (22 Aug 2006 to 21 Mar 2011)
- CF8 Apportionment and Oversight (22 Aug 2006 to 22 Dec 2008)
- Responsible for Insurance Mediation (22 Aug 2006 to 21 Mar 2011)
- CF1 Director (22 Aug 2006 to 22 Dec 2008)
Barry Fisher
IRN BXF25015
- CF1 Director (AR) (since 4 Dec 2019)
David Fitzgerald
IRN DXF01483
- CF1 Director (AR) (24 Jul 2013 to 18 Nov 2019)
Gary Lewis Black
IRN GXB01503
- CF1 Director (AR) (20 Nov 2012 to 2 Nov 2017)
John David Beecher
IRN JXB02904
- CF1 Director (AR) (9 Sep 2013 to 14 Nov 2014)
Keith William Wardell
IRN KWW01014
- CF1 Director (AR) (27 Dec 2012 to 1 Nov 2013)
Marc Vaughan Harries
IRN MVH01023
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (14 Dec 2012 to 9 Dec 2019)
- CF1 Director (22 Aug 2006 to 8 Dec 2019)
Mark Welthy
IRN MXW02048
- CF1 Director (AR) (5 Sep 2013 to 14 Nov 2014)
Matthew Lee Southall
IRN MLS01088
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (AR) (14 Dec 2012 to 9 Dec 2019)
- CF8 Apportionment and Oversight (16 Dec 2008 to 31 Mar 2009)
- Responsible for Insurance Mediation (16 Dec 2008 to 30 Sep 2018)
- CF1 Director (22 Aug 2006 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Specialist Property Asset Management Ltd
FRN 917513 · Appointed 27 Nov 2019
Identic Solutions Limited (no longer appointed)
FRN 606347 · Appointed 22 Aug 2013 · Until 16 Dec 2014
Southall Harries and Associates Limited (no longer appointed)
FRN 592929 · Appointed 14 Dec 2012 · Until 11 Dec 2019
Alternative Propositions Limited (no longer appointed)
FRN 592100 · Appointed 29 Nov 2012 · Until 1 Nov 2013
John Shepherd Lettings Limited (no longer appointed)
FRN 522415 · Appointed 6 Nov 2012 · Until 6 Nov 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.