Southall Harries Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Smaller firms operating under this firm's FCA authorisation.

Specialist Property Asset Management Ltd
FRN 917513 · Appointed 27 Nov 2019
Identic Solutions Limited (no longer appointed)
FRN 606347 · Appointed 22 Aug 2013 · Until 16 Dec 2014
Southall Harries and Associates Limited (no longer appointed)
FRN 592929 · Appointed 14 Dec 2012 · Until 11 Dec 2019
Alternative Propositions Limited (no longer appointed)
FRN 592100 · Appointed 29 Nov 2012 · Until 1 Nov 2013
John Shepherd Lettings Limited (no longer appointed)
FRN 522415 · Appointed 6 Nov 2012 · Until 6 Nov 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.