Sound Point Capital Management UK LLP

• Principal Place of Business

  2nd Floor, Basildon House

  7-11 Moorgate

  London

  EC2R 6AF

  UNITED KINGDOM

  Phone

  +442037467250

  Web

  https://www.soundpointcap.com

• Complaints Contact

  375 Park Avenue

  34th Floor

  New York

  NY

  10152-3804

  UNITED STATES OF AMERICA

  Phone

  +12128952280

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Prentice

  IRN JXP00855

  • [FCA CF] Client dealing (since 13 Sep 2023)
• Jason Dowling Elkin

  IRN JDE01050

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Sep 2018 to 8 Dec 2019)
• Javier Quintas

  IRN JXQ01046

  • [FCA CF] Client dealing (since 31 Jul 2023)
• Julio Legge

  IRN JXL12320

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Feb 2026)
• Kinali Matai

  IRN KXJ01225

  • [FCA CF] Client dealing (since 14 Jun 2021)
• Maria Giovanna Fiorani Gallotta

  IRN MGF01063

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
• Nicolo Iacopetti

  IRN NXI00068

  • [FCA CF] Client dealing (since 16 Sep 2025)
• Nikita Fedyuk

  IRN NXF01238

  • [FCA CF] Significant management (since 1 Aug 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Sep 2018 to 8 Dec 2019)
• Robert Durante

  IRN RXD21375

  • CF30 Customer (14 Oct 2019 to 8 Dec 2019)
• Romain Dubost

  IRN RXD23408

  • [FCA CF] Client dealing (9 Dec 2019 to 19 May 2023)
  • CF30 Customer (7 Nov 2019 to 8 Dec 2019)

No changes recorded yet.