Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sound Point Capital Management UK LLP
FRN 660818
- [FCA CF] Significant management (since 1 Aug 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (7 Sep 2018 to 8 Dec 2019)
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- CF30 Customer (8 Aug 2018 to 23 Aug 2018)
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- CF30 Customer (23 Apr 2015 to 23 Aug 2018)
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- CF30 Customer (3 Feb 2012 to 7 Apr 2015)
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- CF30 Customer (3 Feb 2012 to 7 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.