Soho Square Capital LLP

• Principal Place of Business

  Hend House

  233 Shaftesbury Avenue

  London

  WC2H 8EE

  UNITED KINGDOM

  Phone

  +442045518999

  Web

  https://www.soho-sq.com

• Complaints Contact

  Hend House

  233 Shaftesbury Avenue

  London

  Camden

  WC2H 8EE

  UNITED KINGDOM

  Phone

  +442045518999

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Schmid

  IRN AXS01937

  • [FCA CF] Client dealing (30 Nov 2020 to 16 Feb 2022)
• Arnold Dopo

  IRN AXD02209

  • CF4 Partner (21 Jul 2014 to 26 May 2016)
• David Alexander John Steel

  IRN DAS01274

  • [FCA CF] Material risk taker (since 2 Nov 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 31 Jul 2020)
  • CF4 Partner (11 Jun 2013 to 8 Dec 2019)
  • CF30 Customer (11 Jun 2013 to 8 Dec 2019)
• Dima Fakhry

  IRN DXF01641

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (15 Mar 2017 to 8 Dec 2019)
• Gerannaz Baghai

  IRN GXB01936

  • CF4 Partner (11 Jun 2013 to 17 Jun 2014)
• Heather Williams

  IRN HXW01228

  • CF4 Partner (18 Feb 2015 to 11 Jan 2018)
• Howard Chan

  IRN HXC01201

  • SMF27 Partner (9 Dec 2019 to 1 Aug 2020)
  • CF30 Customer (21 Aug 2015 to 8 Dec 2019)
  • CF4 Partner (21 Aug 2015 to 8 Dec 2019)
• James Joseph Jervis

  IRN JJJ01043

  • [FCA CF] Client dealing (2 Sep 2020 to 24 May 2022)
• James Matthew Smallridge

  IRN JMS01239

  • [FCA CF] Material risk taker (since 2 Nov 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 31 Jul 2020)
  • CF4 Partner (11 Jun 2013 to 8 Dec 2019)
  • CF30 Customer (11 Jun 2013 to 8 Dec 2019)
• Joe Finlay Tebbutt

  IRN JXT00004

  • [FCA CF] Client dealing (since 2 Sep 2020)

No changes recorded yet.