Soho Square Capital LLP

• Principal Place of Business

  Hend House

  233 Shaftesbury Avenue

  London

  WC2H 8EE

  UNITED KINGDOM

  Phone

  +442045518999

  Web

  https://www.soho-sq.com

• Complaints Contact

  Hend House

  233 Shaftesbury Avenue

  London

  Camden

  WC2H 8EE

  UNITED KINGDOM

  Phone

  +442045518999

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Karim Askar

  IRN KXA07935

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Apr 2021)
• Karine Veronique Berberian

  IRN KVB01019

  • CF4 Partner (18 Feb 2015 to 23 Feb 2016)
• Matthew Hewlett

  IRN MXH02917

  • SMF27 Partner (9 Dec 2019 to 31 Dec 2019)
  • CF30 Customer (9 Nov 2015 to 8 Dec 2019)
  • CF4 Partner (9 Nov 2015 to 8 Dec 2019)
• Natalia Casajuana Larrosa

  IRN NXC01544

  • CF4 Partner (25 Mar 2015 to 27 Mar 2015)
• Rhonda Nicoll

  IRN RXN01282

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF10 Compliance Oversight (11 Jun 2013 to 8 Dec 2019)
  • CF10a CASS Oversight function (11 Jun 2013 to 22 Jul 2014)
  • CF11 Money Laundering Reporting (11 Jun 2013 to 8 Dec 2019)
  • CF4 Partner (11 Jun 2013 to 8 Dec 2019)
• Shahrad Jay Kamel

  IRN SJK01076

  • [FCA CF] Client dealing (since 15 Apr 2021)
• Sophia Fell

  IRN SXF01745

  • CF4 Partner (22 Dec 2015 to 26 May 2016)
• Stephen Peter Edwards

  IRN SPE01018

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (11 Jun 2013 to 8 Dec 2019)
  • CF30 Customer (11 Jun 2013 to 8 Dec 2019)
• Steven Mark Ferris

  IRN SXF27879

  • [FCA CF] Material risk taker (since 2 Nov 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Stuart Hamilton

  IRN SXH02852

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Aug 2024)
  • CF30 Customer (9 Jan 2017 to 8 Dec 2019)

No changes recorded yet.