Societe Generale

• Principal Place of Business

  One Bank Street

  Canary Wharf

  London

  E14 4SG

  UNITED KINGDOM

  Phone

  +4402076766000

  Web

  https://www.societegenerale.co.uk

• Complaints Contact

  One Bank Street

  Canary Wharf

  London

  E14 4SG

  UNITED KINGDOM

  Phone

  +4402076766000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Private Fund Guardian

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benchmark Data

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Franck Saladine Bouneb

  IRN FSB01007

  • [FCA CF] Client dealing (7 Mar 2016 to 30 Jan 2020)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
• Francois - Antoine Thiery

  IRN FAT01006

  • CF26 Customer Trading (3 Apr 2003 to 1 Feb 2005)
• Francois Bachelet

  IRN FXB01305

  • [FCA CF] Client dealing (7 Mar 2016 to 2 Mar 2021)
  • CF30 Customer (18 Jul 2011 to 6 Mar 2016)
• Francois Beuzelin

  IRN FXB01048

  • [FCA CF] Material risk taker (24 Jul 2020 to 30 Nov 2020)
  • [FCA CF] Client dealing (30 Oct 2018 to 30 Nov 2020)
  • CF30 Customer (1 Nov 2007 to 2 Jul 2009)
  • CF21 Investment Adviser (29 May 2003 to 31 Oct 2007)
  • CF26 Customer Trading (1 Dec 2001 to 29 May 2003)
• Francois Bordes

  IRN FXD01053

  • CF30 Customer (1 Nov 2007 to 23 Oct 2015)
  • CF23 Corporate Finance Adviser (14 Feb 2005 to 31 Oct 2007)
• Francois Claude Eugene Banneville

  IRN FCB01026

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2019)
  • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2019)
  • [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2019)
  • CF30 Customer (21 Oct 2013 to 6 Mar 2016)
• Francois Combes

  IRN FXC01100

  • [FCA CF] Manager of certification employee (31 Jan 2020 to 30 Apr 2020)
  • CF29 Significant management (20 Apr 2010 to 13 Dec 2013)
  • CF30 Customer (1 Nov 2007 to 13 Dec 2013)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 15 Jul 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Francois Gour

  IRN FXG01240

  • [FCA CF] Client dealing (4 Aug 2017 to 22 Jan 2021)
  • CF30 Customer (27 Sep 2013 to 6 Mar 2016)
• Francois Pannetier

  IRN FXP01079

  • [FCA CF] Manager of certification employee (24 Jan 2018 to 30 Jan 2021)
  • [FCA CF] Client dealing (7 Mar 2016 to 31 Jul 2021)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (7 May 2004 to 31 Oct 2007)
• Francois Popon

  IRN FVP01002

  • [FCA CF] Client dealing (7 Mar 2016 to 30 Nov 2018)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Nov 2018)
  • [FCA CF] Material risk taker (7 Mar 2016 to 30 Nov 2018)
  • CF29 Significant management (7 Feb 2012 to 6 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (11 Jul 2003 to 31 Oct 2007)

• Gryphon Futures Ltd (no longer appointed)

  FRN 206376 · Appointed 2 Mar 2001 · Until 1 Nov 2007

No changes recorded yet.