Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (24 Jul 2020 to 30 Nov 2020)
- [FCA CF] Client dealing (30 Oct 2018 to 30 Nov 2020)
- CF30 Customer (1 Nov 2007 to 2 Jul 2009)
- CF21 Investment Adviser (29 May 2003 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 29 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.