Societe Generale

Date authorised
1 April 2013
Companies House
FC000268
Last scraped
6 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Bank Street
    Canary Wharf
    London
    E14 4SG
    UNITED KINGDOM
    Phone
    +4402076766000
    Web
    https://www.societegenerale.co.uk

  • Complaints Contact

    One Bank Street
    Canary Wharf
    London
    E14 4SG
    UNITED KINGDOM
    Phone
    +4402076766000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Retail (Investment), Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant, Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Alternative Debenture, Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Benchmark Data

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ivan Filippov

    IRN IXF01128

    • (3835)CF30 Customer (13 Sep 2012 to 15 Aug 2014)
  • Ivan Harry Sedgwick

    IRN IHS01006

    • (4157)CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • (4158)CF21 Investment Adviser (2 Jun 2003 to 31 Oct 2007)
  • Ivan Kudzin

    IRN IXK01281

    • (2851)[FCA CF] Client dealing (7 Mar 2016 to 13 Jun 2019)
    • (2850)CF30 Customer (27 Jun 2014 to 6 Mar 2016)
  • Ivo Westera

    IRN IXW01085

    • (1504)CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
  • JACQUES Hirsch

    IRN JXH01467

    • (3998)CF30 Customer (15 Jul 2010 to 21 Apr 2011)
  • JOHN, FRANCIS SAFFRETT

    IRN JFS01100

    • (115)[FCA CF] Material risk taker (since 19 Mar 2025)
  • JONATHAN DAVID THOMAS Butler

    IRN JDB01101

    • (3489)CF30 Customer (15 Aug 2012 to 6 Mar 2016)
  • JULIEN DAVID LASCAR-TRONQUOIS

    IRN JDL01116

    • (2691)[FCA CF] Material risk taker (7 Mar 2016 to 27 Sep 2022)
    • (2690)[FCA CF] Client dealing (7 Mar 2016 to 27 Sep 2022)
    • (2692)[FCA CF] Manager of certification employee (7 Mar 2016 to 27 Sep 2022)
    • (2689)CF30 Customer (27 Apr 2015 to 6 Mar 2016)
  • JULIEN DESORMIERE

    IRN JXD02149

    • (2857)[FCA CF] Client dealing (4 Apr 2019 to 10 Aug 2022)
    • (2856)CF30 Customer (10 Jun 2014 to 6 Mar 2016)
  • Jaafar Mestari

    IRN JXM02845

    • (3804)CF30 Customer (5 Nov 2010 to 31 Dec 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (642)[FCA CF] Client dealing

  2. controlled function added: (641)[FCA CF] Client dealing

  3. controlled function added: (640)[FCA CF] Manager of certification employee

  4. controlled function added: (639)[FCA CF] Material risk taker

  5. controlled function added: (638)[FCA CF] Client dealing

  6. controlled function added: (637)[FCA CF] Client dealing

  7. controlled function added: (636)[FCA CF] Manager of certification employee

  8. controlled function added: (635)[FCA CF] Client dealing

  9. controlled function added: (634)[FCA CF] Manager of certification employee

  10. controlled function added: (633)[FCA CF] Material risk taker

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