Societe Generale

Date authorised
1 April 2013
Companies House
FC000268
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Bank Street
    Canary Wharf
    London
    E14 4SG
    UNITED KINGDOM
    Phone
    +4402076766000
    Web
    https://www.societegenerale.co.uk

  • Complaints Contact

    One Bank Street
    Canary Wharf
    London
    E14 4SG
    UNITED KINGDOM
    Phone
    +4402076766000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Retail (Investment), Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant, Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Alternative Debenture, Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Benchmark Data

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian James Holloway

    IRN IJH01034

    • (1941)CF30 Customer (1 Nov 2007 to 19 Feb 2009)
    • (1942)CF21 Investment Adviser (1 Dec 2001 to 12 May 2005)
  • Ian James Kellett

    IRN IJK01008

    • (1911)CF30 Customer (24 Aug 2010 to 23 Dec 2010)
  • Ian James Simes

    IRN IJS01028

    • (4660)CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2004)
  • Ian Kettles

    IRN IWK00006

    • (3317)CF30 Customer (17 Jun 2013 to 6 Mar 2016)
  • Ian Lomas

    IRN IBL01008

    • (3982)[FCA CF] Client dealing (7 Mar 2016 to 31 Jul 2025)
    • (3981)CF30 Customer (1 Nov 2014 to 6 Mar 2016)
  • Ian Michael

    IRN IDM01043

    • (3578)[FCA CF] Manager of certification employee (7 Mar 2016 to 31 Aug 2025)
    • (3577)[FCA CF] Material risk taker (7 Mar 2016 to 31 Aug 2025)
    • (3576)[FCA CF] Client dealing (7 Mar 2016 to 31 Aug 2025)
    • (3574)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (3575)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Ian Michael Oxley

    IRN IMO01004

    • (1458)CF30 Customer (1 Nov 2007 to 11 Dec 2014)
    • (1459)CF21 Investment Adviser (16 Jul 2002 to 31 Oct 2007)
  • Ian Ossian Kantola

    IRN IOK01000

    • (1089)CF16 Significant Mgt (Desgntd Investment Business) (23 May 2005 to 23 May 2005)
    • (1088)CF21 Investment Adviser (23 May 2005 to 16 Sep 2005)
  • Ian Paul Donougher

    IRN IPD01022

    • (797)CF30 Customer (1 Nov 2007 to 27 Aug 2010)
    • (798)CF21 Investment Adviser (7 Aug 2007 to 31 Oct 2007)
  • Ian Paul Smith

    IRN IPS01033

    • (2987)CF21 Investment Adviser (6 Aug 2004 to 19 Aug 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (672)SMF5 Head of Internal Audit

  2. controlled function added: (671)SMF19 Head of Overseas Branch/Head of Overseas

  3. controlled function added: (670)[FCA CF] Client dealing

  4. controlled function added: (669)[FCA CF] Client dealing

  5. controlled function added: (668)[FCA CF] Client dealing

  6. controlled function added: (667)[FCA CF] Client dealing

  7. controlled function added: (666)[FCA CF] Manager of certification employee

  8. controlled function added: (665)[FCA CF] Material risk taker

  9. controlled function added: (664)[FCA CF] Client dealing

  10. controlled function added: (663)[FCA CF] Manager of certification employee

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