Societe Generale

Date authorised
1 April 2013
Companies House
FC000268
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Bank Street
    Canary Wharf
    London
    E14 4SG
    UNITED KINGDOM
    Phone
    +4402076766000
    Web
    https://www.societegenerale.co.uk

  • Complaints Contact

    One Bank Street
    Canary Wharf
    London
    E14 4SG
    UNITED KINGDOM
    Phone
    +4402076766000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Retail (Investment), Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant, Alternative Debenture

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant, Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Alternative Debenture, Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Structured Deposits

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Benchmark Data

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Andrew Roy Burns

    IRN IAB01028

    • (2238)CF30 Customer (25 Jul 2012 to 22 Apr 2014)
  • Ian Andrew William Tyler

    IRN IAT01019

    • (3318)CF30 Customer (1 Dec 2009 to 10 Sep 2014)
  • Ian Carey

    IRN IXC01181

    • (5008)CF30 Customer (1 Nov 2007 to 22 May 2009)
    • (5009)CF21 Investment Adviser (22 Dec 2006 to 31 Oct 2007)
  • Ian Charles Williams

    IRN ICW01012

    • (2971)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)
  • Ian Davey

    IRN IXD01067

    • (1486)CF21 Investment Adviser (2 Jun 2003 to 30 Jun 2003)
  • Ian David Myers

    IRN IDM01040

    • (3910)CF21 Investment Adviser (2 Jun 2003 to 24 May 2006)
  • Ian Hallam

    IRN IWH01007

    • (4050)[FCA CF] Client dealing (4 Jun 2019 to 9 Sep 2022)
  • Ian Henry Martin

    IRN IHM01014

    • (4606)[FCA CF] Manager of certification employee (3 Oct 2022 to 31 Mar 2024)
    • (4605)[FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2024)
    • (4604)CF30 Customer (22 Oct 2010 to 6 Mar 2016)
  • Ian Henry Matthews

    IRN IHM01020

    • (1174)CF30 Customer (1 Nov 2007 to 23 Dec 2009)
    • (1175)CF21 Investment Adviser (14 Sep 2004 to 31 Oct 2007)
  • Ian James Fisher

    IRN IJF01028

    • (475)SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 31 Dec 2016)
    • (477)CF11 Money Laundering Reporting (11 Jan 2010 to 12 May 2010)
    • (476)CF29 Significant management (17 Jun 2009 to 6 Mar 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (682)SMF17 Money Laundering Reporting Officer (MLRO)

  2. controlled function added: (681)SMF2 Chief Finance

  3. controlled function added: (680)SMF3 Executive Director

  4. controlled function added: (679)SMF4 Chief Risk

  5. controlled function added: (678)SMF16 Compliance Oversight

  6. controlled function added: (677)SMF3 Executive Director

  7. controlled function added: (676)SMF3 Executive Director

  8. controlled function added: (675)[FCA CF] Manager of certification employee

  9. controlled function added: (674)[FCA CF] Client dealing

  10. controlled function added: (673)SMF22 Other Local Responsibility

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