Ian James Fisher

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Societe Generale (no longer approved here)
FRN 124866
- SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 31 Dec 2016)
- CF11 Money Laundering Reporting (11 Jan 2010 to 12 May 2010)
- CF29 Significant management (17 Jun 2009 to 6 Mar 2016)
Societe Generale International Limited (no longer approved here)
FRN 538896
- CF2 Non Executive Director (11 Aug 2014 to 1 Jul 2016)
Union Bancaire Privée (UK) Limited (no longer approved here)
FRN 119250
- CF2 Non Executive Director (17 Jun 2009 to 7 Feb 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.