Social Finance Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Penny Jane Lawrence
IRN PJL01248
- CF2 Non Executive Director (22 Dec 2017 to 21 Feb 2018)
Peter Sebastian
IRN PXS02226
- CF30 Customer (15 May 2012 to 30 Sep 2013)
Peter Spencer William Wheeler
IRN PSW01081
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 17 Jan 2023)
- CF2 Non Executive Director (12 May 2009 to 8 Dec 2019)
Philippa Claire Stroud
IRN PCS01092
- CF2 Non Executive Director (25 Feb 2010 to 5 Sep 2011)
Phillip Andrew Young
IRN PAY01017
- CF30 Customer (19 Aug 2015 to 23 Dec 2016)
Richard Colin Campbell Todd
IRN RCT01084
- CF30 Customer (15 May 2012 to 30 Jul 2015)
Richard John Speak
IRN RJS01410
- CF30 Customer (15 Aug 2013 to 28 Feb 2017)
Robert Joseph Gillespie
IRN RAG01071
- Director of firm who is not a certification employee or a SMF manager (since 26 Oct 2021)
Robert Mills
IRN RXM00390
- [FCA CF] Client dealing (since 1 Mar 2022)
- [FCA CF] Significant management (since 17 Mar 2021)
Ronald Mourad Cohen
IRN RMC01060
- CF2 Non Executive Director (12 May 2009 to 27 Jul 2011)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.