Social Finance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Sara Jones
IRN SXJ00392
- [FCA CF] Significant management (16 Jan 2023 to 14 Oct 2025)
Sarah Gordon
IRN SXG00323
- Director of firm who is not a certification employee or a SMF manager (20 Jan 2020 to 29 Jan 2026)
Shivani Kaushike
IRN SXK00441
- SMF16 Compliance Oversight (since 22 Mar 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Mar 2022)
Sobhna Dahya
IRN SXD00316
- [FCA CF] Significant management (16 Mar 2021 to 30 Jun 2025)
Sophie Elizabeth Armour
IRN SEA01054
- CF30 Customer (22 Nov 2017 to 8 Dec 2019)
Susan Clare Payne
IRN SXP11282
- SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2020)
- CF11 Money Laundering Reporting (26 Mar 2019 to 8 Dec 2019)
- CF30 Customer (26 Mar 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (26 Mar 2019 to 8 Dec 2019)
Susan Margaret McDonald
IRN SMM01170
- [FCA CF] Client dealing (since 10 Aug 2021)
Thomas William Sheldon Kent
IRN TWK01017
- CF30 Customer (25 Aug 2015 to 4 Apr 2016)
Timothy John Rothery
IRN TJR01076
- CF30 Customer (15 May 2012 to 8 Dec 2019)
Toby Hal Michael Eccles
IRN THE01005
- [FCA CF] Client dealing (since 16 Mar 2021)
- [FCA CF] Significant management (since 16 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (7 Jul 2009 to 8 Dec 2019)
- CF1 Director (12 May 2009 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.