Smith Square Partners LLP

• Principal Place of Business

  Smith Square Partners LLP

  Byron House 7-9

  St. James's Street

  London

  Westminster

  SW1A 1EE

  UNITED KINGDOM

  Phone

  +4402036967260

  Web

  https://www.smithsquarepartners.com

• Complaints Contact

  Smith Square Partners LLP

  Byron House 7-9

  St. James's Street

  London

  Westminster

  SW1A 1EE

  UNITED KINGDOM

  Phone

  +4402036967266

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Douglas Gilmour

  IRN DXG01994

  • SMF27 Partner (since 25 Nov 2020)
  • [FCA CF] Client dealing (since 1 Jan 2020)
  • CF30 Customer (14 Dec 2017 to 8 Dec 2019)
• Jade Jack

  IRN JEF01065

  • CF30 Customer (10 Jun 2013 to 25 Sep 2018)
  • CF4 Partner (10 Jun 2013 to 25 Sep 2018)
• Jamie White

  IRN JXW00170

  • [FCA CF] Client dealing (1 Jan 2020 to 24 Feb 2023)
• Jeremy Edward Fitch

  IRN JEF01088

  • CF30 Customer (2 Dec 2014 to 5 Dec 2019)
• Jeremy Howard Millard

  IRN JHM01058

  • CF30 Customer (18 Dec 2012 to 18 Oct 2018)
  • CF4 Partner (18 Dec 2012 to 30 Jul 2018)
• John Craven

  IRN WJC01039

  • [FCA CF] Material risk taker (since 1 Jan 2020)
  • [FCA CF] Client dealing (since 1 Jan 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (4 Jan 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Jan 2011 to 8 Dec 2019)
  • CF30 Customer (4 Jan 2011 to 8 Dec 2019)
  • CF4 Partner (4 Jan 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Jan 2011 to 8 Dec 2019)
• Jonathan Grosvenor Coddington

  IRN JGC01052

  • SMF27 Partner (19 Oct 2021 to 1 Sep 2023)
  • [FCA CF] Client dealing (1 Jan 2020 to 27 Jun 2025)
  • CF30 Customer (20 Feb 2013 to 8 Dec 2019)
  • CF4 Partner (20 Feb 2013 to 8 Dec 2019)
• Joshua Wachman

  IRN JXW02624

  • CF30 Customer (21 Oct 2017 to 5 Dec 2019)
• Leith Adam Farhan

  IRN LXF00306

  • [FCA CF] Client dealing (since 21 Oct 2025)
• Lily Stratford

  IRN LXS00101

  • [FCA CF] Client dealing (1 Sep 2020 to 18 Sep 2024)

• Giles Corporate Finance Limited (no longer appointed)

  FRN 670597 · Appointed 29 Apr 2015 · Until 19 Aug 2015 · Tied agent

• Columba Solutions Limited (no longer appointed)

  FRN 572897 · Appointed 18 Jan 2012 · Until 6 Mar 2014

No changes recorded yet.