SMITH & PINCHING FINANCIAL SERVICES LIMITED

• Principal Place of Business

  295 Aylsham Road

  Norwich

  Norfolk

  NR3 2RY

  UNITED KINGDOM

  Phone

  +441603789966

  Web

  https://www.smith-pinching.co.uk

• Complaints Contact

  295 Aylsham Road

  Norwich

  Norfolk

  NR3 2RY

  UNITED KINGDOM

  Phone

  +441603789966

  Web

  https://www.smith-pinching.co.uk

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Pauline Karen Lester

  IRN PKL00001

  • CF21 Investment Adviser (11 Jun 2002 to 2 Aug 2004)
• Philip John Beck

  IRN PJB01436

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (27 Jun 2019 to 8 Dec 2019)
• Raymond Francis Collins

  IRN RFC00018

  • CF21 Investment Adviser (1 Dec 2001 to 17 Feb 2004)
• Richard David Barker

  IRN RDB00049

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (11 Jul 2018 to 8 Dec 2019)
• Richard Leslie Sharp

  IRN RLS00004

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
• Robert Fraser Clarke

  IRN RFC00009

  • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Robert George Foster

  IRN RGF00004

  • CF30 Customer (1 Jun 2009 to 28 Dec 2012)
• Roger Patrick Margand

  IRN RPM01131

  • CF1 Director (AR) (since 22 Feb 2016)
• Ryan David Aldred

  IRN RXA14641

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 May 2019 to 8 Dec 2019)
• Sam Steward

  IRN SXS12204

  • CF30 Customer (11 Sep 2025 to 31 Mar 2026)
  • Appointed representative dealing with clients for which they require qualification (7 May 2025 to 31 Mar 2026)
  • [FCA CF] Functions requiring qualifications (19 Apr 2024 to 31 Mar 2026)
  • [FCA CF] Client dealing (19 Apr 2024 to 31 Mar 2026)

• Anthony Pearson (no longer appointed)

  FRN 563373 · Appointed 30 Aug 2011 · Until 19 Dec 2014

• George Durrant & Sons Limited (no longer appointed)

  FRN 422416 · Appointed 14 Jul 2011 · Until 3 Feb 2017

• Spalding & Co Ltd (no longer appointed)

  FRN 556096 · Appointed 14 Jul 2011 · Until 12 Feb 2016

• John Kenworthy (no longer appointed)

  FRN 554400 · Appointed 27 Jun 2011 · Until 30 Jun 2020

• Stacey & Partners (no longer appointed)

  FRN 552248 · Appointed 27 May 2011 · Until 5 Feb 2014

• Lester & Co (no longer appointed)

  FRN 460035 · Appointed 12 Oct 2010 · Until 30 Jun 2020

• Michael Hill Partnership (no longer appointed)

  FRN 467609 · Appointed 8 Oct 2010 · Until 12 Feb 2016

• RJL IFA Ltd (no longer appointed)

  FRN 499563 · Appointed 17 Apr 2009 · Until 25 Nov 2022

No changes recorded yet.