Richard David Barker

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMITH & PINCHING FINANCIAL SERVICES LIMITED

    FRN 186616

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (11 Jul 2018 to 8 Dec 2019)
  • Park View Financial Planning Limited (no longer approved here)

    FRN 229206

    • (4)Employed By (16 Mar 2006 to 1 May 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (26 May 2005 to 21 Apr 2006)
    • CF22 Investment Adviser (Trainee) (5 Apr 2004 to 26 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.