SMBC Bank International plc

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Masayuki Oketa

  IRN MXO00241

  • [FCA CF] Client dealing (23 Sep 2024 to 9 Jan 2025)
• Masayuki Takanashi

  IRN MXT00086

  • [PRA CF] Significant risk taker or Material risk taker (23 Apr 2019 to 1 Apr 2022)
  • [FCA CF] Manager of certification employee (23 Apr 2019 to 1 Apr 2022)
  • [FCA CF] Material risk taker (23 Apr 2019 to 1 Apr 2022)
  • [FCA CF] Significant management (23 Apr 2019 to 1 Apr 2022)
  • [FCA CF] Client dealing (23 Apr 2019 to 1 Apr 2022)
• Mathilde Cottard

  IRN MXC00181

  • [FCA CF] Manager of certification employee (since 1 Dec 2020)
  • [FCA CF] Client dealing (since 7 Sep 2016)
• Mathilde Loup-Christophe

  IRN MXL00065

  • [FCA CF] Manager of certification employee (23 Oct 2023 to 23 Sep 2025)
  • [FCA CF] Client dealing (7 Sep 2016 to 13 Mar 2026)
• Matthew Bensen

  IRN MCD01106

  • [FCA CF] Manager of certification employee (since 14 Jul 2025)
  • [FCA CF] Client dealing (since 14 Jul 2025)
• Matthew Hibbert

  IRN MXH01962

  • [FCA CF] Client dealing (5 Feb 2025 to 19 Jan 2026)
  • [FCA CF] Manager of certification employee (5 Feb 2025 to 19 Jan 2026)
• Matthew Thomas David Owen

  IRN MTO01003

  • CF26 Customer Trading (30 Nov 2004 to 14 Feb 2005)
• Maurice Klajman

  IRN MXK01652

  • [FCA CF] Client dealing (since 10 Apr 2026)
• Maxime Rousseff

  IRN MXR00127

  • [FCA CF] Client dealing (13 May 2019 to 19 Aug 2022)
• Maximilian Moll

  IRN MXM00195

  • [FCA CF] Client dealing (7 Sep 2016 to 29 Mar 2019)

No changes recorded yet.