Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • CF30 Customer (1 Nov 2007 to 28 Sep 2012)
    • CF21 Investment Adviser (3 Mar 2005 to 31 Oct 2007)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • CF26 Customer Trading (30 Nov 2004 to 14 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.