SMBC Bank International plc

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Kazuya Yusa

  IRN KXY01024

  • CF26 Customer Trading (17 Mar 2003 to 27 Aug 2004)
• Kazuyoshi Fujiike

  IRN KXF01146

  • CF30 Customer (1 Nov 2007 to 20 Jun 2008)
  • CF26 Customer Trading (2 Aug 2005 to 31 Oct 2007)
• Kei Matsunuma

  IRN KXM00097

  • [FCA CF] Client dealing (8 Sep 2020 to 15 Dec 2022)
• Kei Ueda

  IRN KXU00038

  • [PRA CF] Significant risk taker or Material risk taker (since 10 Apr 2025)
  • [FCA CF] Manager of certification employee (since 10 Apr 2025)
  • [FCA CF] Material risk taker (since 10 Apr 2025)
  • [FCA CF] Significant management (since 10 Apr 2025)
• Keigo Matsuhashi

  IRN KXM00095

  • [FCA CF] Client dealing (11 Sep 2020 to 7 Jun 2025)
• Keiichi Ishihama

  IRN KXI01093

  • CF1 Director (25 Jul 2013 to 20 Mar 2014)
• Keiichiro Nakamura

  IRN KXN01199

  • SMF1 Chief Executive (1 May 2020 to 4 Apr 2023)
  • SMF7 Group Entity Senior Manager (23 Jul 2018 to 1 May 2020)
  • SMF24 Chief Operations (2 Jan 2018 to 3 Apr 2018)
  • SMF2 Chief Finance (7 Mar 2016 to 3 Apr 2018)
  • CF1 Director (29 Mar 2012 to 6 Mar 2016)
• Keijiro Fujii

  IRN KXF01117

  • CF30 Customer (1 Nov 2007 to 10 May 2011)
  • CF26 Customer Trading (2 Jul 2004 to 31 Oct 2007)
• Keishi Iwamoto

  IRN KXI01087

  • CF29 Significant management (2 Jul 2012 to 1 Apr 2014)
• Keishi Kurusaki

  IRN KXK00046

  • [FCA CF] Client dealing (24 May 2019 to 9 Jun 2023)

No changes recorded yet.