SMBC Bank International plc

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Kazuharu Kobe

  IRN KXK01598

  • CF29 Significant management (12 Jun 2013 to 6 Mar 2016)
• Kazuhei Yamagata

  IRN KXY00009

  • [FCA CF] Client dealing (6 Oct 2020 to 30 Dec 2022)
• Kazuki Takehara

  IRN KXT00390

  • [FCA CF] Client dealing (since 9 Dec 2025)
• Kazuma Nohara

  IRN KXN01367

  • [FCA CF] Client dealing (1 Jul 2021 to 19 May 2023)
• Kazunobu Okada

  IRN KXO01073

  • CF1 Director (17 Mar 2003 to 20 Jun 2005)
• Kazunori Murakami

  IRN KXM00098

  • [FCA CF] Manager of certification employee (7 Sep 2016 to 24 May 2019)
  • [FCA CF] Client dealing (7 Sep 2016 to 24 May 2019)
• Kazuo Yoshimura

  IRN KXY00027

  • [FCA CF] Client dealing (14 Jun 2021 to 5 May 2023)
  • [PRA CF] Significant risk taker or Material risk taker (14 Jun 2021 to 5 May 2023)
  • [FCA CF] Significant management (14 Jun 2021 to 5 May 2023)
  • [FCA CF] Material risk taker (14 Jun 2021 to 5 May 2023)
  • [FCA CF] Manager of certification employee (14 Jun 2021 to 5 May 2023)
• Kazushige Isobuchi

  IRN KXI00003

  • [PRA CF] Significant risk taker or Material risk taker (13 Feb 2020 to 1 Jun 2021)
  • [FCA CF] Material risk taker (13 Feb 2020 to 1 Jun 2021)
  • [FCA CF] Client dealing (22 May 2018 to 1 Jun 2021)
  • [FCA CF] Manager of certification employee (22 May 2018 to 1 Jun 2021)
• Kazuto Takami

  IRN KXT32568

  • [FCA CF] Manager of certification employee (5 Jun 2019 to 11 Jun 2021)
  • [PRA CF] Significant risk taker or Material risk taker (13 Jun 2017 to 11 Jun 2021)
  • [FCA CF] Material risk taker (13 Jun 2017 to 11 Jun 2021)
• Kazuya Ikeda

  IRN KXI00027

  • SMF7 Group Entity Senior Manager (28 Sep 2022 to 19 May 2025)
  • Director of firm who is not a certification employee or a SMF manager (1 Jun 2022 to 28 Sep 2022)

No changes recorded yet.