SMBC Bank International plc

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Ian Rodney Gregory

  IRN IRG01024

  • SMF5 Head of Internal Audit (7 Mar 2016 to 1 Sep 2020)
  • CF28 Systems and controls (1 Jan 2010 to 6 Mar 2016)
• Ian Willis

  IRN IXW01092

  • [FCA CF] Manager of certification employee (since 23 Sep 2024)
  • [FCA CF] Client dealing (since 23 Sep 2024)
• Ichiro Kaneko

  IRN IXK01295

  • [FCA CF] Manager of certification employee (7 Sep 2016 to 29 Jun 2020)
  • [FCA CF] Client dealing (7 Sep 2016 to 29 Jun 2020)
  • [FCA CF] Significant management (7 Mar 2016 to 29 Jun 2020)
  • [FCA CF] Benchmark submission and administration (7 Mar 2016 to 11 Jul 2018)
  • [FCA CF] Material risk taker (7 Mar 2016 to 29 Jun 2020)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 29 Jun 2020)
  • CF40 Benchmark submission (19 May 2015 to 6 Mar 2016)
  • CF29 Significant management (19 May 2015 to 6 Mar 2016)
• Igor Bojanic

  IRN IXB00027

  • [FCA CF] Client dealing (since 7 Sep 2016)
• Iman Abdelkhalek

  IRN IXA00235

  • [FCA CF] Significant management (since 29 Sep 2025)
  • [FCA CF] Client dealing (since 29 Sep 2025)
  • [FCA CF] Manager of certification employee (since 29 Sep 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 18 Aug 2025)
  • [FCA CF] Material risk taker (since 18 Aug 2025)
• Indira Oriana Masullo

  IRN IXM00184

  • [FCA CF] Manager of certification employee (3 Apr 2025 to 31 Oct 2025)
  • [FCA CF] Client dealing (15 Dec 2021 to 31 Oct 2025)
• Irina Sfeir

  IRN IXG01170

  • [FCA CF] Client dealing (since 23 Sep 2024)
  • [FCA CF] Manager of certification employee (since 23 Sep 2024)
• Irina Udalova

  IRN IXU01023

  • [FCA CF] Client dealing (23 Sep 2024 to 30 Jun 2025)
• Isako Hirata

  IRN IXH00029

  • [FCA CF] Manager of certification employee (8 Sep 2017 to 28 Jun 2021)
  • [FCA CF] Client dealing (8 Sep 2017 to 28 Jun 2021)
• Ismail Munayem

  IRN IXM00305

  • [FCA CF] Client dealing (since 20 Feb 2024)

No changes recorded yet.