Ian Willis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Manager of certification employee (since 23 Sep 2024)
    • [FCA CF] Client dealing (since 23 Sep 2024)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Manager of certification employee (20 Sep 2024 to 21 Jan 2026)
    • [FCA CF] Client dealing (3 Mar 2023 to 21 Jan 2026)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Material risk taker (1 Feb 2021 to 29 Jul 2022)
    • [FCA CF] Client dealing (1 Feb 2021 to 29 Jul 2022)
    • CF30 Customer (4 Sep 2009 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (10 Oct 2008 to 23 Jul 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.