SKIPTON FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
02061788
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

  • Complaints Contact

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Susanne Mary Connick

    IRN SMC01146

    • CF30 Customer (13 Oct 2010 to 31 Dec 2013)
  • Suzanne Hill

    IRN SXH00070

    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 30 May 2003)
  • Suzanne Jillian Walker

    IRN SJW01365

    • CF30 Customer (1 Nov 2007 to 18 Jul 2008)
    • CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Jan 2006 to 12 Jun 2007)
  • Terence Hartley

    IRN TXH00092

    • CF30 Customer (1 Nov 2007 to 3 Oct 2012)
    • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Jun 2005 to 3 Apr 2006)
  • Terence William Wattam

    IRN TWW00013

    • CF30 Customer (27 Aug 2014 to 9 Nov 2015)
  • Tim Rozario

    IRN TJR00005

    • CF30 Customer (1 Nov 2007 to 27 Oct 2016)
    • CF21 Investment Adviser (12 May 2003 to 31 Oct 2007)
  • Timothy James Collier

    IRN TJC01098

    • CF30 Customer (5 Mar 2012 to 27 Oct 2016)
  • Timothy William Forman

    IRN TWF00002

    • CF16 Significant Mgt (Desgntd Investment Business) (24 Jun 2003 to 22 Dec 2003)
  • Tina Ann Bowles

    IRN TAB00026

    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 29 Nov 2002)
  • Tracy Sheryl McCoy

    IRN TSW00004

    • CF30 Customer (1 Nov 2007 to 2 Nov 2012)
    • CF22 Investment Adviser (Trainee) (4 Jun 2007 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.