SKIPTON FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
02061788
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

  • Complaints Contact

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elizabeth Ann Docherty

    IRN EAD00007

    • CF21 Investment Adviser (10 Mar 2003 to 1 Aug 2003)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 10 Mar 2003)
  • Emma Lindsay Rothery

    IRN ELR00003

    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 1 Aug 2004)
  • Eric Wilson

    IRN EXW00009

    • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
    • CF21 Investment Adviser (5 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 5 Jul 2007)
  • Eve Elizabeth Alcock

    IRN EEC00004

    • CF30 Customer (1 Nov 2007 to 7 Feb 2014)
    • CF21 Investment Adviser (8 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Feb 2005 to 8 Jun 2007)
  • Gareth Michael Barlow

    IRN GXB00007

    • CF29 Significant management (20 Jun 2013 to 21 Jan 2014)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2002 to 30 Jun 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
  • Gareth Smith

    IRN GJS01192

    • CF30 Customer (26 Jan 2016 to 27 Oct 2016)
  • Garry John Ibison

    IRN GJI00003

    • CF21 Investment Adviser (12 May 2003 to 31 Oct 2003)
  • Gary Anthony Mellon

    IRN GAM00023

    • CF21 Investment Adviser (18 Feb 2004 to 19 Aug 2005)
    • CF22 Investment Adviser (Trainee) (9 Jan 2003 to 18 Feb 2004)
  • Gary Christopher Nash

    IRN GCN00001

    • CF21 Investment Adviser (20 Sep 2004 to 17 Aug 2007)
    • CF22 Investment Adviser (Trainee) (4 Mar 2003 to 20 Sep 2004)
  • Gary Mark Munroe

    IRN GMM00014

    • CF30 Customer (1 Nov 2007 to 27 Oct 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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