Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Skipton Building Society
    The Bailey
    Skipton
    North Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +4401756705000
  • Complaints Contact

    The Bailey
    Skipton
    North Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +4401756705000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Basic Pension Advice

    For Professional, Retail (Investment), Stakeholder products

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Helen Jane McGinty

    IRN HJM01075

    • [FCA CF] Significant management (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 1 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2016 to 31 Dec 2024)
    • [FCA CF] Material risk taker (1 Oct 2016 to 31 Dec 2024)
    • CF29 Significant management (1 Nov 2007 to 7 Nov 2008)
  • Helen Reb

    IRN HXR01064

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)
  • Helen Robinson

    IRN HXR00288

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 May 2025)
  • Henry Varney

    IRN HXV01051

    • SMF24 Chief Operations (11 Jan 2019 to 30 Apr 2024)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 11 Jan 2019)
    • CF29 Significant management (1 May 2008 to 6 Mar 2016)
    • CF28 Systems and controls (1 Nov 2007 to 1 Nov 2007)
    • CF15 Internal Audit (3 Apr 2006 to 31 Oct 2007)
  • Henry William Lukacs

    IRN HXL46347

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 29 Oct 2019)
    • [FCA CF] Functions requiring qualifications (since 29 Oct 2019)
    • [FCA CF] Functions requiring qualifications (1 Oct 2016 to 30 Jul 2019)
  • Howard John Price

    IRN HJP01051

    • CF29 Significant management (7 Mar 2013 to 11 Oct 2013)
  • Iain Alexander Cummings

    IRN IXC00110

    • SMF11 Chair of the Audit Committee (since 21 Mar 2023)
    • Director of firm who is not a certification employee or a SMF manager (1 Jul 2022 to 24 Apr 2023)
  • Iain Angus Tyrer

    IRN IXT53241

    • [PRA CF] Significant risk taker or Material risk taker (20 Oct 2017 to 11 Jan 2024)
    • [FCA CF] Significant management (1 Oct 2016 to 31 Oct 2017)
  • Iain Wardle

    IRN IXW00090

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2021)
    • [FCA CF] Material risk taker (since 1 Oct 2021)
  • Ian David Lamb

    IRN IDL00002

    • CF21 Investment Adviser (30 Jun 2002 to 30 Jun 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.