Skandinaviska Enskilda Banken AB (Publ)

Date authorised
1 December 2001
Companies House
BR000979
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Scandinaviska Enskilda Banken
    1 Carter Lane
    London
    City Of London
    EC4V 5AN
    UNITED KINGDOM
    Phone
    +442072464000
    Web
    https://sebgroup.com

  • Complaints Contact

    Scandinaviska Enskilda Banken
    1 Carter Lane
    London
    City Of London
    EC4V 5AN
    UNITED KINGDOM
    Phone
    +447827325168

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Retail (Investment), Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Mortgage Advice

    For Customer

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Mortgage Lending

    For Customer

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Unit

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sten Jorgen Berggren

    IRN SJB01464

    • CF21 Investment Adviser (2 May 2006 to 13 Jul 2006)
  • Stephen Anthony Earl

    IRN SAE01026

    • CF30 Customer (1 Nov 2007 to 6 Dec 2007)
    • CF21 Investment Adviser (19 Aug 2002 to 31 Oct 2007)
  • Stephen Jordan

    IRN SXJ01119

    • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 23 Mar 2006)
  • Steven Campbell Jensen

    IRN SCJ01049

    • CF30 Customer (18 Aug 2014 to 6 Mar 2016)
  • Steven Gerard Corby

    IRN SGC01034

    • CF30 Customer (1 Nov 2007 to 16 Dec 2015)
    • CF21 Investment Adviser (12 Nov 2004 to 31 Oct 2007)
  • Steven Gerard Martin

    IRN SGM01051

    • CF29 Significant management (1 Nov 2007 to 2 Nov 2010)
    • CF30 Customer (1 Nov 2007 to 2 Nov 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
  • Steven Terence Cowcher

    IRN STC01018

    • CF30 Customer (6 Aug 2009 to 10 Feb 2010)
  • Stig Lystedt

    IRN SXL01219

    • CF27 Investment Management (1 Dec 2001 to 10 May 2002)
  • Stuart Alexander Fleet

    IRN SAF01067

    • CF30 Customer (1 Nov 2007 to 18 Sep 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Stuart Martin Dunn

    IRN SMD01065

    • CF30 Customer (31 Oct 2013 to 30 Nov 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.