Stuart Martin Dunn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NatWest Markets Plc
FRN 121882
- [FCA CF] Client dealing (since 15 Mar 2017)
Skandinaviska Enskilda Banken AB (Publ) (no longer approved here)
FRN 124943
- CF30 Customer (31 Oct 2013 to 30 Nov 2015)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (7 Feb 2012 to 18 Sep 2012)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (7 Feb 2012 to 18 Sep 2012)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (9 Aug 2010 to 8 Nov 2011)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (1 Nov 2007 to 31 Mar 2010)
- CF21 Investment Adviser (4 Sep 2006 to 31 Oct 2007)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF21 Investment Adviser (10 Oct 2002 to 1 Sep 2006)
- CF26 Customer Trading (1 Dec 2001 to 10 Oct 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.