SINGER CAPITAL MARKETS SECURITIES LIMITED

• Principal Place of Business

  One Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402074963000

  Web

  https://www.singercm.com

• Complaints Contact

  One Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402074963000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathon Richard Franklin-Adams

  IRN JRF01038

  • CF30 Customer (10 Jul 2012 to 7 Feb 2013)
• Jose Manuel De La Infiesta

  IRN JMD01108

  • CF30 Customer (1 Oct 2012 to 1 Sep 2016)
• Joseph Ronald Stroud

  IRN JRS01288

  • CF30 Customer (3 Oct 2012 to 7 Feb 2013)
• Julian Threepwood Ansell

  IRN JTA01025

  • CF30 Customer (14 Nov 2008 to 19 Nov 2008)
• Julie Van Anh Nguyen

  IRN JXN00095

  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Julio Martin-Simo Sanchez

  IRN JXM02438

  • CF30 Customer (1 Oct 2012 to 2 Feb 2017)
• Justin Daniel McKeegan

  IRN JXM08986

  • [FCA CF] Client dealing (1 Jan 2020 to 17 Nov 2023)
• Kanwaljeet Singh Tak

  IRN KST01006

  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Nov 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 18 Nov 2022)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 18 Nov 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (6 Oct 2006 to 31 Oct 2007)
• Karl David Keegan

  IRN KDK01002

  • [FCA CF] Client dealing (since 28 Mar 2022)
  • [FCA CF] Manager of certification employee (14 Apr 2023 to 8 Feb 2026)
  • [FCA CF] Significant management (14 Apr 2023 to 10 Jan 2025)
  • [FCA CF] Material risk taker (14 Apr 2023 to 8 Feb 2026)
• Kashif Husen

  IRN KXH01857

  • CF30 Customer (7 Apr 2017 to 5 Apr 2018)

No changes recorded yet.