Kanwaljeet Singh Tak

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Platform Securities LLP

    FRN 214206

    • [FCA CF] Client dealing (since 26 Sep 2025)
    • [FCA CF] Functions requiring qualifications (17 Jul 2023 to 26 Sep 2025)
  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Nov 2022)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 18 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Nov 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (6 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.