SINGER CAPITAL MARKETS SECURITIES LIMITED

• Principal Place of Business

  One Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402074963000

  Web

  https://www.singercm.com

• Complaints Contact

  One Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402074963000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James White

  IRN JXW02147

  • CF30 Customer (1 Oct 2012 to 7 Feb 2013)
• Jamie Lee Meyer

  IRN JLM01183

  • [FCA CF] Client dealing (since 9 May 2022)
  • [FCA CF] Proprietary trader (since 9 May 2022)
  • [FCA CF] Material risk taker (18 Oct 2022 to 15 May 2023)
• Jamie Stewart Constable

  IRN JSC01054

  • [FCA CF] Material risk taker (since 10 Jan 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Jan 2009 to 8 Dec 2019)
• Jared Tarkan Conger

  IRN JTC01043

  • CF30 Customer (1 Nov 2007 to 14 Oct 2008)
  • CF23 Corporate Finance Adviser (4 Jan 2007 to 31 Oct 2007)
• Jason William Gibson

  IRN JWG01050

  • CF30 Customer (18 Aug 2008 to 5 Feb 2009)
• Jed Samuel Albert Chaston

  IRN JXC03423

  • [FCA CF] Client dealing (since 25 Jul 2025)
  • [FCA CF] Proprietary trader (since 25 Jul 2025)
• Jeffrey Nicholas Keating

  IRN JNK01002

  • CF30 Customer (1 Apr 2009 to 21 Oct 2011)
• Jennifer Louise Ricketts

  IRN JLB01150

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Jennifer Wyllie

  IRN JXW02138

  • CF30 Customer (8 Sep 2011 to 7 Feb 2013)
• Jens Ehrenberg

  IRN JXE01519

  • [FCA CF] Client dealing (28 Jan 2022 to 9 Jun 2023)
  • CF30 Customer (20 Dec 2017 to 8 Dec 2019)

No changes recorded yet.