Singer Capital Markets Advisory LLP

Date authorised
1 April 2013
Companies House
OC364131
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Bartholomew Lane
    London
    EC2N 2AX
    UNITED KINGDOM
    Phone
    +442074963000
    Web
    http://www.singercm.com

  • Complaints Contact

    N & I Singer Ltd
    1 Bartholomew Lane
    London
    City Of London
    EC2N 2AX
    UNITED KINGDOM
    Phone
    +442074963000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Hopton

    IRN JRH01302

    • CF30 Customer (29 Jul 2016 to 6 Jun 2018)
  • James Moat

    IRN JXM03941

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Dec 2017 to 8 Dec 2019)
  • James Peter Fischer

    IRN JXF00584

    • [FCA CF] Client dealing (since 8 Feb 2024)
  • James Richard Challis Serjeant

    IRN JRS01150

    • [FCA CF] Client dealing (since 9 Feb 2026)
  • James Robert Iain Maxwell

    IRN JRM01142

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 17 Jun 2025)
    • CF29 Significant management (21 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (8 Oct 2012 to 8 Dec 2019)
  • James Stuart Cumming

    IRN JSC01060

    • CF30 Customer (9 Jan 2012 to 1 Oct 2012)
    • CF3 Chief Executive (9 Jan 2012 to 1 Oct 2012)
  • James White

    IRN JXW02147

    • CF30 Customer (3 Mar 2014 to 8 Dec 2019)
  • Jamie Graham Matheson

    IRN JGM01057

    • CF2 Non Executive Director (9 Jan 2012 to 14 Sep 2012)
  • Jennifer Louise Ricketts

    IRN JLB01150

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Feb 2014 to 8 Dec 2019)
  • Jennifer Wyllie

    IRN JXW02138

    • CF30 Customer (8 Oct 2012 to 17 Jan 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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