Date authorised
1 April 2013
Companies House
00183035
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Anton House
    Chantry Street
    Andover
    Hampshire
    SP10 1DE
    UNITED KINGDOM
    Phone
    +443709083481
  • Complaints Contact

    Anton House
    Chantry Street
    Andover
    Hampshire
    SP10 1DE
    UNITED KINGDOM
    Phone
    +443709083481

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Assistance, Damage to property, General liability, Goods in transit, Legal expenses, Miscellaneous financial loss, Sickness

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Assistance, Damage to property, General liability, Goods in transit, Legal expenses, Miscellaneous financial loss, Sickness

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Diane Boon

    IRN DXB01775

    • CF20 Significant Mgt (Settlements) (24 Mar 2006 to 22 Dec 2006)
  • Duane Stephen Lawrence

    IRN DXL00245

    • SMF14 Senior Independent Director (since 17 Feb 2023)
    • [FCA CF] Material risk taker (1 Sep 2021 to 17 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2021 to 17 Feb 2023)
  • Elisabeth Mary Buggins

    IRN EMB01059

    • CF2 Non Executive Director (31 Jul 2006 to 11 Jun 2013)
  • Elizabeth Jane Johnson

    IRN EJJ01007

    • CF2 Non Executive Director (11 Jul 2003 to 6 Jun 2004)
  • Elizabeth Mary Witt

    IRN EMW01016

    • CF2 Non Executive Director (1 Dec 2001 to 3 Dec 2001)
  • Gil Talbot Baldwin

    IRN GTB01032

    • SMF9 Chair of the Governing Body (20 Dec 2019 to 18 Aug 2023)
  • Graham Oliver

    IRN GXO01083

    • CF15 Internal Audit (2 Apr 2003 to 31 May 2005)
    • CF14 Risk Assessment (2 Apr 2003 to 2 Nov 2005)
  • Helen Claire Dickinson

    IRN HCD01011

    • SMF18 Other Overall Responsibility (22 Mar 2019 to 14 Jun 2019)
  • Hollie Swift

    IRN SXH01823

    • CF10 Compliance Oversight (13 Jan 2014 to 1 Aug 2014)
    • CF28 Systems and controls (1 Nov 2007 to 7 Dec 2007)
    • CF15 Internal Audit (29 Aug 2007 to 31 Oct 2007)
  • Ian Fraser Robert Much

    IRN IFM01023

    • CF2 Non Executive Director (8 Apr 2005 to 31 Oct 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.