Date authorised
1 April 2013
Companies House
00183035
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Anton House
    Chantry Street
    Andover
    Hampshire
    SP10 1DE
    UNITED KINGDOM
    Phone
    +443709083481
  • Complaints Contact

    Anton House
    Chantry Street
    Andover
    Hampshire
    SP10 1DE
    UNITED KINGDOM
    Phone
    +443709083481

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Assistance, Damage to property, General liability, Goods in transit, Legal expenses, Miscellaneous financial loss, Sickness

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Assistance, Damage to property, General liability, Goods in transit, Legal expenses, Miscellaneous financial loss, Sickness

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Guest

    IRN RMG01151

    • [FCA CF] Material risk taker (16 Dec 2019 to 26 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (16 Dec 2019 to 26 Apr 2023)
  • Richard John Harris

    IRN RJH01430

    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 30 Jun 2020)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 20 Jul 2017)
    • CF2 Non Executive Director (16 Aug 2010 to 6 Mar 2016)
  • Richard Thomas Hall Sear

    IRN RTS01017

    • CF17 Significant Mgt (Other Business Operations) (10 Jun 2005 to 1 Dec 2006)
  • Rita Clifton

    IRN RAC01281

    • SMF9 Chair of the Governing Body (since 24 Mar 2025)
  • Robert Peter Taylor

    IRN RPT01039

    • CF28 Systems and controls (24 Jun 2009 to 31 Dec 2010)
    • CF29 Significant management (10 Jun 2008 to 24 Jun 2009)
    • CF20 Significant Mgt (Settlements) (9 Feb 2005 to 30 May 2005)
    • CF17 Significant Mgt (Other Business Operations) (9 Feb 2005 to 30 May 2005)
    • CF1 Director (19 Jun 2003 to 9 Feb 2005)
  • Robert Preston Bowskill

    IRN RPB01114

    • CF18 Significant Mgt (Insurance Underwriting) (17 Jul 2006 to 31 Oct 2007)
  • Robert Richard Grimes Esler

    IRN RRE01004

    • CF29 Significant management (1 Nov 2007 to 31 May 2009)
    • CF18 Significant Mgt (Insurance Underwriting) (3 Feb 2006 to 31 Oct 2007)
  • Romana Abdin

    IRN RXA01175

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Mar 2021)
    • SMF1 Chief Executive (10 Dec 2018 to 31 Mar 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2021)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF3 Chief Executive (AR) (14 Jul 2015 to 1 Aug 2015)
    • Responsible for Insurance Mediation (1 Jul 2013 to 30 Sep 2018)
    • CF3 Chief Executive (1 Jul 2013 to 6 Mar 2016)
    • CF1 Director (AR) (8 May 2012 to 1 Aug 2015)
    • CF10 Compliance Oversight (1 Mar 2010 to 1 Sep 2010)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • Russell Steven Piper

    IRN RSP00029

    • CF17 Significant Mgt (Other Business Operations) (19 Nov 2002 to 1 Nov 2004)
  • Sally Clarke

    IRN SXC33026

    • [PRA CF] Significant risk taker or Material risk taker (12 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Material risk taker (12 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Significant management (12 Dec 2019 to 31 Oct 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.