Date authorised
1 April 2013
Companies House
00183035
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Anton House
    Chantry Street
    Andover
    Hampshire
    SP10 1DE
    UNITED KINGDOM
    Phone
    +443709083481
  • Complaints Contact

    Anton House
    Chantry Street
    Andover
    Hampshire
    SP10 1DE
    UNITED KINGDOM
    Phone
    +443709083481

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Assistance, Damage to property, General liability, Goods in transit, Legal expenses, Miscellaneous financial loss, Sickness

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Assistance, Damage to property, General liability, Goods in transit, Legal expenses, Miscellaneous financial loss, Sickness

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kerry Francis Richardson

    IRN KFR01010

    • CF2 Non Executive Director (16 May 2002 to 14 Jun 2011)
  • Kevin Gary Powell

    IRN KGP01023

    • CF13 Finance (1 May 2005 to 3 Aug 2005)
  • Lisa Joanne Potter

    IRN LJP01077

    • CF29 Significant management (1 Nov 2007 to 31 Oct 2008)
    • CF20 Significant Mgt (Settlements) (4 Sep 2007 to 31 Oct 2007)
  • Lysanne Hilary McCallion

    IRN LHM01009

    • CF1 Director (13 Aug 2002 to 16 Jun 2003)
  • Mark Beresford Jones

    IRN MBJ01019

    • CF28 Systems and controls (1 Feb 2008 to 4 Oct 2010)
  • Mark Iain Hamson

    IRN MIH01049

    • SMF18 Other Overall Responsibility (10 Dec 2018 to 30 Jun 2021)
    • CF29 Significant management (21 Aug 2015 to 9 Dec 2018)
  • Mark Peter Bolton Day

    IRN MPD01052

    • CF1 Director (1 Dec 2001 to 22 Oct 2013)
  • Mark Steele

    IRN MXS84448

    • SMF4 Chief Risk (12 Apr 2021 to 15 Apr 2024)
    • SMF16 Compliance Oversight (12 Apr 2021 to 15 Apr 2024)
  • Martin Clive Stead

    IRN MCS01185

    • SMF12 Chair of the Remuneration Committee (since 28 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Mar 2023)
    • [FCA CF] Material risk taker (since 10 Mar 2023)
    • SMF12 Chair of the Remuneration Committee (1 Mar 2023 to 10 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2021 to 1 Mar 2023)
    • [FCA CF] Material risk taker (1 Sep 2021 to 1 Mar 2023)
  • Meghan Victoria Savage

    IRN MXS01131

    • SMF5 Head of Internal Audit (since 20 Jan 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • CWU (no longer appointed)

    FRN 401794 · Appointed 10 Jun 2005 · Until 27 Oct 2010

  • PCS (no longer appointed)

    FRN 433929 · Appointed 10 Jun 2005 · Until 19 Feb 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.