Date authorised
1 April 2013
Companies House
00183035
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Anton House
    Chantry Street
    Andover
    Hampshire
    SP10 1DE
    UNITED KINGDOM
    Phone
    +443709083481
  • Complaints Contact

    Anton House
    Chantry Street
    Andover
    Hampshire
    SP10 1DE
    UNITED KINGDOM
    Phone
    +443709083481

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Assistance, Damage to property, General liability, Goods in transit, Legal expenses, Miscellaneous financial loss, Sickness

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Assistance, Damage to property, General liability, Goods in transit, Legal expenses, Miscellaneous financial loss, Sickness

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanne Louise Buckle

    IRN JLB01197

    • SMF20 Chief Actuary (since 10 Dec 2018)
    • SIMF20 Chief Actuary Function (20 Jun 2016 to 9 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (20 Jun 2016 to 21 Jul 2017)
  • Joanne Louise Kennedy

    IRN JLK01046

    • CF29 Significant management (1 Nov 2007 to 31 May 2009)
    • CF20 Significant Mgt (Settlements) (11 Dec 2006 to 31 Oct 2007)
  • John Anthony Elliot

    IRN JAE01025

    • CF2 Non Executive Director (1 Dec 2001 to 23 Mar 2003)
  • John Neil Maltby

    IRN JNM01054

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 10 Jun 2021)
    • SIMF10 Chair of the Risk Committee (25 Jun 2018 to 9 Dec 2018)
  • Jon Jansen-Alder

    IRN JXJ32924

    • [FCA CF] Significant management (16 Dec 2019 to 28 Feb 2021)
  • Josephine Hooper

    IRN JXH00819

    • [FCA CF] Material risk taker (4 Feb 2022 to 3 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (4 Feb 2022 to 3 Mar 2023)
  • Karl James Railton

    IRN KJR01082

    • SMF23 Chief Underwriting Officer (since 28 Jan 2022)
  • Katie Wadey

    IRN KXW00295

    • SMF18 Other Overall Responsibility (13 Oct 2022 to 8 Sep 2023)
  • Keith Blacker

    IRN KXB01363

    • CF28 Systems and controls (1 Nov 2007 to 9 Apr 2009)
    • CF1 Director (1 Sep 2005 to 9 Apr 2009)
    • CF13 Finance (1 Sep 2005 to 31 Oct 2007)
  • Kenneth Stanton Piggott

    IRN KSP01019

    • SMF13 Chair of the Nominations Committee (19 Feb 2019 to 28 Jan 2020)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 28 Jan 2020)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 20 Jul 2017)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (25 Apr 2005 to 6 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • CWU (no longer appointed)

    FRN 401794 · Appointed 10 Jun 2005 · Until 27 Oct 2010

  • PCS (no longer appointed)

    FRN 433929 · Appointed 10 Jun 2005 · Until 19 Feb 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.