John Neil Maltby

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • West Bromwich Building Society

    FRN 104877

    • SMF9 Chair of the Governing Body (since 21 May 2021)
  • ALLICA BANK LIMITED

    FRN 821851

    • SMF9 Chair of the Governing Body (since 5 Sep 2019)
  • Simplyhealth Access (no longer approved here)

    FRN 202183

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 10 Jun 2021)
    • SIMF10 Chair of the Risk Committee (25 Jun 2018 to 9 Dec 2018)
  • Bank of Ireland (UK) Plc (no longer approved here)

    FRN 512956

    • SMF10 Chair of the Risk Committee (4 Aug 2017 to 30 Aug 2019)
    • CF2 Non Executive Director (18 Nov 2015 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (1 Jan 2014 to 30 Apr 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (16 Jan 2009 to 1 Sep 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF16 Significant Mgt (Desgntd Investment Business) (12 Nov 2007 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (12 Nov 2007 to 31 Oct 2007)
    • CF29 Significant management (1 Nov 2007 to 1 Sep 2012)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF16 Significant Mgt (Desgntd Investment Business) (12 Nov 2007 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (12 Nov 2007 to 31 Oct 2007)
    • CF29 Significant management (1 Nov 2007 to 1 Sep 2012)
  • Kensington Mortgage Company Limited (no longer approved here)

    FRN 310336

    • CF14 Risk Assessment (31 Oct 2004 to 22 Sep 2005)
    • CF3 Chief Executive (31 Oct 2004 to 6 Jul 2007)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 16 May 2005)
    • CF1 Director (31 Oct 2004 to 6 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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