Date authorised
1 April 2013
Companies House
00183035
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Anton House
    Chantry Street
    Andover
    Hampshire
    SP10 1DE
    UNITED KINGDOM
    Phone
    +443709083481
  • Complaints Contact

    Anton House
    Chantry Street
    Andover
    Hampshire
    SP10 1DE
    UNITED KINGDOM
    Phone
    +443709083481

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Assistance, Damage to property, General liability, Goods in transit, Legal expenses, Miscellaneous financial loss, Sickness

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Assistance, Damage to property, General liability, Goods in transit, Legal expenses, Miscellaneous financial loss, Sickness

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Diane Boon

    IRN DXB01775

    • CF20 Significant Mgt (Settlements) (24 Mar 2006 to 22 Dec 2006)
  • Duane Stephen Lawrence

    IRN DXL00245

    • SMF14 Senior Independent Director (since 17 Feb 2023)
    • [FCA CF] Material risk taker (1 Sep 2021 to 17 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2021 to 17 Feb 2023)
  • Elisabeth Mary Buggins

    IRN EMB01059

    • CF2 Non Executive Director (31 Jul 2006 to 11 Jun 2013)
  • Elizabeth Jane Johnson

    IRN EJJ01007

    • CF2 Non Executive Director (11 Jul 2003 to 6 Jun 2004)
  • Elizabeth Mary Witt

    IRN EMW01016

    • CF2 Non Executive Director (1 Dec 2001 to 3 Dec 2001)
  • Gil Talbot Baldwin

    IRN GTB01032

    • SMF9 Chair of the Governing Body (20 Dec 2019 to 18 Aug 2023)
  • Graham Oliver

    IRN GXO01083

    • CF15 Internal Audit (2 Apr 2003 to 31 May 2005)
    • CF14 Risk Assessment (2 Apr 2003 to 2 Nov 2005)
  • Helen Claire Dickinson

    IRN HCD01011

    • SMF18 Other Overall Responsibility (22 Mar 2019 to 14 Jun 2019)
  • Hollie Swift

    IRN SXH01823

    • CF10 Compliance Oversight (13 Jan 2014 to 1 Aug 2014)
    • CF28 Systems and controls (1 Nov 2007 to 7 Dec 2007)
    • CF15 Internal Audit (29 Aug 2007 to 31 Oct 2007)
  • Ian Fraser Robert Much

    IRN IFM01023

    • CF2 Non Executive Director (8 Apr 2005 to 31 Oct 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • CWU (no longer appointed)

    FRN 401794 · Appointed 10 Jun 2005 · Until 27 Oct 2010

  • PCS (no longer appointed)

    FRN 433929 · Appointed 10 Jun 2005 · Until 19 Feb 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.