Date authorised
1 April 2013
Companies House
00183035
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Anton House
    Chantry Street
    Andover
    Hampshire
    SP10 1DE
    UNITED KINGDOM
    Phone
    +443709083481
  • Complaints Contact

    Anton House
    Chantry Street
    Andover
    Hampshire
    SP10 1DE
    UNITED KINGDOM
    Phone
    +443709083481

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Assistance, Damage to property, General liability, Goods in transit, Legal expenses, Miscellaneous financial loss, Sickness

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Assistance, Damage to property, General liability, Goods in transit, Legal expenses, Miscellaneous financial loss, Sickness

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shane James Rae

    IRN SXR00555

    • [FCA CF] Significant management (11 Jul 2022 to 28 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (11 Jul 2022 to 28 Feb 2023)
  • Sneh Khemka

    IRN SXK00182

    • CF1 Director (AR) (25 Apr 2022 to 10 Feb 2023)
    • SMF1 Chief Executive (28 Apr 2021 to 10 Feb 2023)
    • SMF7 Group Entity Senior Manager (28 Apr 2021 to 10 Feb 2023)
  • Sonia Wolsey-Cooper

    IRN SMW01131

    • CF1 Director (AR) (19 Jan 2016 to 2 Feb 2021)
  • Stephen John Gates

    IRN SJG01230

    • CF1 Director (AR) (1 Aug 2015 to 1 Feb 2017)
  • Stewart Batchelor

    IRN SEB01108

    • [FCA CF] Material risk taker (since 12 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Dec 2019)
  • Suzanne Pool

    IRN SXP01747

    • CF29 Significant management (12 Dec 2008 to 31 May 2009)
  • Tasha Gladman

    IRN TXG33029

    • [FCA CF] Material risk taker (16 Jan 2020 to 26 Mar 2020)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jan 2020 to 26 Mar 2020)
  • Terry Hardy

    IRN TXH01191

    • CF2 Non Executive Director (26 Jun 2002 to 12 Jun 2012)
  • Thomas Lee Perkins

    IRN TLP01027

    • SMF4 Chief Risk (since 1 Jul 2024)
    • SMF16 Compliance Oversight (since 1 Jul 2024)
    • Responsible for Insurance Distribution (1 Jul 2024 to 20 Aug 2024)
  • Timothy Gough

    IRN TXG00257

    • SMF24 Chief Operations (since 23 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • CWU (no longer appointed)

    FRN 401794 · Appointed 10 Jun 2005 · Until 27 Oct 2010

  • PCS (no longer appointed)

    FRN 433929 · Appointed 10 Jun 2005 · Until 19 Feb 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.