Stephen John Gates

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Simplyhealth Funding Services Limited (no longer approved here)
FRN 308943
- CF1 Director (AR) (29 Mar 2016 to 1 Feb 2017)
- CF1 Director (28 Aug 2014 to 1 Feb 2017)
Care & Mobility (UK) Ltd (no longer approved here)
FRN 631208
- Employed By (5 Aug 2015 to 28 Sep 2017)
Denplan Limited (no longer approved here)
FRN 195821
- (1)Employed By (1 Aug 2015 to 1 Feb 2017)
Simplyhealth Access (no longer approved here)
FRN 202183
- CF1 Director (AR) (1 Aug 2015 to 1 Feb 2017)
Fish Administration Limited (no longer approved here)
FRN 310172
- CF1 Director (AR) (6 Jul 2015 to 28 Sep 2017)
Totally Active Ltd (no longer approved here)
FRN 604975
- Employed By (6 Jul 2015 to 28 Sep 2017)
AXA PPP Healthcare Limited (no longer approved here)
FRN 202947
- CF1 Director (AR) (14 Jan 2005 to 2 Apr 2012)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.